Open Roles
Explore open roles at KFN and find your career. Join a community focused on making a profound difference in our world.
Unlock Your Potential
Discover the exciting career opportunities waiting for you at Kovack Financial. As you browse our available positions, you'll find more than just a job – you'll find a purpose. By joining our dedicated community, you'll have the chance to make a lasting impact on the lives of those we serve and the world around us. Take the first step towards a fulfilling career that aligns with your values and aspirations. Start your journey with Kovack Financial today and unlock your true potential.
Join the Service Revolution
We are a dedicated community of professionals united by a shared passion for delivering unparalleled service excellence. Our commitment to going above and beyond for the advisors we serve is so exceptional that they can't imagine working with anyone else. If you have the drive, skills, and dedication to make a real difference, we invite you to join us in this transformative journey. Are you ready to be part of a team that sets the standard for outstanding service?
Open Positions
Compliance Principal
Kovack Financial, the parent company to Kovack Securities Inc, an Independent Broker/Dealer and Kovack Advisors, Inc., a Registered Investment Advisor, located in Fort Lauderdale, Florida, is currently looking for a New Accounts Principal to add to our team. Our ideal candidate will have experience as a Principal working with a Broker Dealer.
Position Duties:
- Conducting suitability and best interest review of customer accounts to ensure compliance with all applicable regulations and internal policies. Accounts include:
- Brokerage-NFS, Pershing, IWS
- Direct Business-variable annuities, equity index/fixed annuities, RIA TAMPs, 529 plans, alternative investments, and mutual funds
- Providing customer service related to new account requests to our advisors, acting as the primary source of information regarding our accounts and products
- Working with the compliance team to execute the firm’s supervisory policies and procedures
- Collaborating in a team environment to manage workload and daily volume
Job Requirements:
- Job Type: Full-time
- Education: Bachelor's (Preferred)
- Experience: Financial Services: 2 years (Preferred)
- Licenses: A FINRA Series 7 and Series 24 is required
- Work Location: In person/hybrid
New Accounts Processor
Company: Kovack Securities Inc. & Kovack Advisors, Inc.
Location: South Florida
Job Type: Full-time
Work Location: In-person/Hybrid
Responsibilities:
- Review and understand new account requirements for brokerage accounts and accounts held directly at sponsor companies.
- Process and open new accounts with multiple custodians and sponsor companies.
- Perform scanning and data entry tasks.
Qualifications:
- 2+ years of experience in the Financial Services industry.
- Proficient in Microsoft Office and common computer programs.
- Knowledge of Wealthscape, NetX360, and Docupace is a plus.
- Ability to work in a team environment.
- Excellent written and oral communication skills.
- Ability to make decisions independently.
Education: Bachelor's (Preferred)
Experience: Financial Services: 2 years (Preferred)
