Marcus Arneaud joined Kovack Financial Network in May 2025 as the firm’s Chief Risk Officer. He was promoted to Senior VP and Chief Risk Officer in May 2026. He works to identify, assess, and manage risks across all areas of our organization. He also strives to strengthen our compliance program to meet, and exceed, regulatory expectations.
Prior to joining Kovack, Marcus served as Chief Risk and Compliance Officer at B Riley Wealth Management.
Marcus earned his Bachelor of Science in Finance from the University of Southern California (USC). He holds the Series 4, 7, 9, 24, 27, 63, 65, 79 and 99 licenses.
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